Kimberly A. Clarke

Operations & Compliance

Kimberly A. Clarke

Chief Compliance Officer



With over 20 years of experience in the investment industry, Ms. Clarke joined StoneRidge Investment Partners, LLC in 1999 as a member of the firm’s trading team. As a Trader, Ms. Clarke was responsible for the daily trading activity of the large cap portfolio. Ms. Clarke diversified her experience by becoming the firm’s marketing associate. Ms. Clarke was then promoted to the senior trading/operations specialist, where she served as the liaison between the trading desk and the investment operations departments. She was responsible for supervising the trading desk activities as well as implementing the policies and procedures of the trading department. Ms. Clarke also worked closely with the operations manager where she oversaw and coordinated multiple functions in the department. In 2010, Ms. Clarke was promoted again to senior compliance, trading/operations specialist. With extensive knowledge of operations, trading and marketing, Ms. Clarke assisted the firm’s Chief Compliance Officer (“CCO”) in updating, developing and implementing a comprehensive set of policies and procedures for the firm. Effective February 2016, Ms. Clarke was appointed CCO of StoneRidge Investment Partners, LLC. In addition to being CCO of StoneRidge Investment Partners, LLC, Ms. Clarke was appointed CCO of StoneRidge PMG Advisors, LLC effective January 1, 2019. Ms. Clarke received her B.S. from West Chester University and is a member of the National Society of Compliance Professionals.